Compliance & Regulatory Standards

Our Commitment to Regulatory Excellence

At Leap Funding LLC, we are committed to maintaining the highest standards of compliance and regulatory adherence in all aspects of our business operations. Our compliance framework is designed to protect our clients, partners, and stakeholders while ensuring full adherence to applicable laws and regulations.

Data Protection

We comply with all applicable data protection regulations and maintain strict data security protocols to protect your sensitive business information.

10DLC Compliance

Our SMS communications adhere to 10DLC (10-Digit Long Code) standards, ensuring transparent and compliant business messaging.

Financial Regulations

We operate in full compliance with federal and state financial services regulations governing business lending and brokerage activities.

Consumer Protection

We adhere to consumer protection laws and maintain transparent practices in all our client communications and business dealings.

Regulatory Framework

Leap Funding LLC operates as a business funding brokerage in accordance with all applicable federal, state, and local regulations. Our compliance program includes:

  • Regular compliance audits and reviews
  • Ongoing staff training and education on regulatory requirements
  • Implementation of best practices in data security and privacy
  • Transparent disclosure of terms, fees, and conditions
  • Adherence to anti-money laundering (AML) protocols
  • Know Your Customer (KYC) verification procedures

SMS and Communication Compliance

We maintain strict compliance with the Telephone Consumer Protection Act (TCPA) and Cellular Telecommunications Industry Association (CTIA) guidelines:

  • All SMS communications require explicit opt-in consent
  • Clear and easy opt-out mechanisms are provided in every message
  • We do not share or sell SMS consent data
  • Messages are sent only for legitimate business purposes
  • 10DLC registration ensures carrier-approved messaging

Privacy and Data Security

We implement comprehensive security measures to protect your personal and business information:

  • Encrypted data transmission and storage
  • Secure access controls and authentication protocols
  • Regular security assessments and penetration testing
  • Limited data access on a need-to-know basis
  • Secure data disposal procedures
  • Incident response and breach notification protocols

Fair Lending Practices

Leap Funding LLC is committed to fair and ethical lending practices. We work exclusively with funding partners who:

  • Comply with the Equal Credit Opportunity Act (ECOA)
  • Provide clear and transparent disclosure of terms
  • Do not engage in predatory lending practices
  • Maintain appropriate licensing and regulatory compliance
  • Treat all applicants fairly regardless of protected characteristics

Licensing and Registration

Leap Funding LLC maintains all necessary business licenses and registrations required to operate as a business funding broker. We comply with state-specific licensing requirements where applicable and ensure our funding partners are properly licensed and regulated.

Continuous Improvement

We regularly review and update our compliance policies and procedures to reflect:

  • Changes in applicable laws and regulations
  • Industry best practices and standards
  • Technological advancements in data security
  • Feedback from clients and regulatory bodies
  • Internal compliance audits and assessments

Contact Our Compliance Team

If you have questions about our compliance practices or wish to report a compliance concern, please contact us:

Leap Funding LLC
Email: admin@leap-funding.com
Phone: (407) 416-4510

Last Updated: March 11, 2026